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FCA Legislation Update

On 9 May 2014, the FCA published its Policy Development Update for April 2014 (PDU no. 13). As in previous occasions, this details forthcoming FCA publications relating to a number of areas, including those detailed below Business Standards Initiative Current Expected Publication Date Previous Expected Publication Date Review of client assets regime for investment businesses […]

Court Serves Notice About ISDA Notices

On 14 April 2012, the High Court ruled in the case of Greenclose Limited v. National Westminster Plc that email is not a valid method for delivery of notifications under the 1992 ISDA Master Agreement. The case is notable for a number of other findings, including that: Amendments to the notifications section of an ISDA […]

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