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FCA Legislation Update (PDU 11)

On 12 March 2014 the FCA published its policy development update for February 2014 (PDU 11) which details forthcoming FCA publications relating to a number of areas, as detailed below:

Initiative

Current Expected Publication Date

Previous Expected Publication Date (PDU 10)

Review of the client assets regime for investment businesses – PS to CP13/5

Q2 2014

Q 1/2 2014

Review of the client money rules for insurance intermediaries and feedback to CP 12/20 – CP

TBC

TBC

 

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