FCA Legislation Update (PDU 8)
(Last updated: )
On 9 December 2013, the FCA published its policy development update for November 2013 (PDU 8) which details forthcoming FCA publications relating to a number of areas, as detailed below.
High level standards
|
Initiative |
Current Expected Publication Date |
Previous Expected Publication Date |
| Recovery and Resolution Plans: policy statement to CP11/16 |
No reference within PDU 8 |
TBC (PDU 6) |
| Policy statement on non-EEA national depositor preference regimes: policy statement to CP12/23 |
No reference within PDU 8 |
TBC (PDU 6) |
Prudential standards
|
Initiative |
Current Expected Publication Date |
Previous Expected Publication Date |
| Policy statement to CP13/6 on CRD IV for investment firms |
Dec 2013 |
No reference within PDU 7 |
| Policy statement to CP13/12 on the implementation of CRD IV for Investment Firms 2 |
Dec 2013 |
No reference within PDU 7 |
Business standards
|
Initiative |
Current Expected Publication Date |
Previous Expected Publication Date |
| Client assets review (includes consultation on EMIR and indirect client clearing: policy statement to CP13/5 |
Second quarter 2014 *The intended audience for this paper was previously stated as “All firms” |
Q1/2 2014 |
| Review of the client money rules for insurance intermediaries: policy statement to CP12/20 |
TBC |
TBC |