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FCA Legislation Update (PDU 8)

On 9 December 2013, the FCA published its policy development update for November 2013 (PDU 8) which details forthcoming FCA publications relating to a number of areas, as detailed below.

High level standards

Initiative

Current Expected Publication Date

Previous Expected Publication Date

Recovery and Resolution Plans: policy statement to   CP11/16

No reference within PDU 8

TBC (PDU 6)

Policy statement on non-EEA   national depositor   preference regimes: policy statement to CP12/23

No reference within PDU 8

TBC  (PDU 6)

Prudential standards

Initiative

Current Expected Publication Date

Previous Expected Publication Date

Policy statement to CP13/6 on CRD IV for investment firms

Dec 2013

No reference within PDU 7

Policy statement to CP13/12 on the implementation of CRD IV for Investment Firms 2

Dec 2013

No reference within PDU 7

Business standards

Initiative

Current Expected Publication Date

Previous Expected Publication Date

Client assets review (includes consultation on EMIR and indirect client clearing: policy statement to CP13/5

Second quarter 2014

*The intended audience for this paper was previously stated as “All firms”

Q1/2 2014

Review of the client money rules for insurance intermediaries:  policy statement to CP12/20

TBC

TBC

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