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Webinar on CASS RP: 21 June 2012

With the 1 October 2012 deadline for CASS RP beginning to loom large, DRS, in association with Derivsource, is giving a free webinar on the law and practice relating to CASS RP on 21 June 2012 (10 am EST / 3pm BST).  We will be looking at such topics as: Background to CASS RP (CP11/16 […]

CASS Resolution Packs: The 1 October 2012 Deadline Looms

Introduction Any UK firm which is subject to CASS 6 (custody rules) and/or CASS 7 (client money rules) is obliged to have a CASS Resolution Pack in place by 1 October 2012. CASS Resolution Packs form part of the FSA’s wider review of the client assets regime in the UK and represent the point where […]

CASS Resolution Packs and Client Money

Hi all. Those of you involved in client money matters may find the post below interesting.  The proposal arrived as little more than a footnote to the FSA’s August 2011 Consultation Paper CP11/16 on Recovery and Resolution Plans so has flown slightly under the radar. Introduction CP11/16 includes an often over-looked proposal that all firms […]

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